James P. Carr

KEYSTONE GLOBAL PARTNERS LLC

DENVER, CO 80211

Some features on this profile are disabled

CRD#: 4868121

Professional summary

James Peyton Carr, CPWA®, who also goes by James P Carr, Peyton Carr, is a registered financial advisor currently at KEYSTONE GLOBAL PARTNERS LLC located in Denver, Colorado.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James P Carr | Peyton Carr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Peyton Carr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Experience

Current

December 19, 2017 - Present

KEYSTONE GLOBAL PARTNERS LLC

Office #1: 2128 W 32nd Ave, Suite 200, Denver, CO 80211

RIA

CRD#: 153147

DENVER, CO

Past

September 26, 2008 - August 16, 2010

ROYAL OAK CAPITAL MANAGEMENT, LLC

RIA

CRD#: 146528

WASHINGTON, DC

Past

May 30, 2005 - August 26, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

March 15, 2005 - August 26, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEYSTONE GLOBAL PARTNERS LLC

CRD#: 153147 / SEC#: 801-89170

RIA

Registered Investment Advisory firm - (4/15/2015 Approved)

New York

Registered Investment Advisory firm - (6/9/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/19/2017)

IAR

Colorado
(11/13/2023)

IAR

New York
(2/14/2021)

IAR

Texas
(3/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/27/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/14/2005

General Securities Representative Examination

Current Firm

KEYSTONE GLOBAL PARTNERS LLC

CRD#: 153147 / SEC#: 801-89170

RIA

Registered Investment Advisory firm - (4/15/2015 Approved)

New York

Registered Investment Advisory firm - (6/9/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2128 W 32nd Ave, Suite 200, Denver, CO 80211

Mailing Address

Phone number

(646) 998-8141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (10/8/2025)

Regulatory assets under management

Total Number of Accounts	214
AUM (Assets Under Management)	$ 504,873,318

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James P. Carr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Peyton Carr's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEYSTONE GLOBAL PARTNERS LLC

ROYAL OAK CAPITAL MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

KEYSTONE GLOBAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2017

Series 66

Date: 5/27/2005

Series 7

Date: 3/14/2005

Current Firm

KEYSTONE GLOBAL PARTNERS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEYSTONE GLOBAL PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors