James Peyton Carr
CPWA®Professional Summary
James Peyton Carr, CPWA®, who also goes by James P Carr, Peyton Carr, is a registered financial advisor currently at KEYSTONE GLOBAL PARTNERS LLC located in Denver, Colorado. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James P Carr, Peyton Carr
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
KEYSTONE GLOBAL PARTNERS LLC
Contact Information
Main Address
2128 W 32nd Ave, Suite 200, Denver, CO 80211Phone Number
(646) 998-8141# of Employees
4SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
222AUM (Assets Under Management)
$580,530,365Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
KEYSTONE GLOBAL PARTNERS LLC
State Registrations and Notice Filings
(12/19/2017)
(11/13/2023)
(2/14/2021)
(3/19/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James Peyton Carr's CRS (Customer Relationship Summary).
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