Gwendolyn M. Buschell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gwendolyn Martha Buschell, who also goes by Gwendolyn Martha Bell, Gwendolyn Bell, Gwenn Bell, Gwendolyn Bell-palko, Gwenn Bell-palko, Gwendolyn Martha Smith, was a registered financial professional .
Gwendolyn is a previously registered financial professional and started their career in finance in 2004. Gwendolyn had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2023 - May 4, 2023
SOLTIS INVESTMENT ADVISORS, LLC
May 10, 2021 - February 22, 2022
EXCHANGE CAPITAL MANAGEMENT INC
June 11, 2015 - March 18, 2021
COMERICA SECURITIES
May 15, 2013 - March 23, 2015
WILSON, KEMP & ASSOCIATES, INC.
November 28, 2006 - March 18, 2014
COMERICA SECURITIES
November 28, 2006 - March 18, 2021
COMERICA SECURITIES
November 24, 2004 - November 8, 2005
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
SOLTIS INVESTMENT ADVISORS, LLC
CRD#: 154690 / SEC#: 801-71833
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/30/2024
General Securities Representative ExaminationCurrent Firm
SOLTIS INVESTMENT ADVISORS, LLC
CRD#: 154690 / SEC#: 801-71833
Contact information
SEC notice filing (41 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,499 |
| AUM (Assets Under Management) | $ 8,352,553,865 |
Red Flags
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