Christopher S. Perrillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Stephen Perrillo was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2004. Christopher had worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2018 - May 2, 2022
JOSEPH STONE CAPITAL L.L.C.
August 24, 2018 - November 12, 2018
NATIONAL SECURITIES CORPORATION
March 25, 2017 - September 20, 2018
MML INVESTORS SERVICES, LLC
March 25, 2017 - September 20, 2018
MML INVESTORS SERVICES, LLC
November 17, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
October 10, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
September 14, 2015 - December 31, 2015
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
December 26, 2014 - December 31, 2015
INTERNATIONAL ASSETS ADVISORY, LLC
January 13, 2014 - January 13, 2015
IAA FINANCIAL LLC
July 27, 2010 - July 17, 2012
AMERICA'S CHOICE EQUITIES LLC
September 22, 2008 - July 21, 2010
JOHN THOMAS FINANCIAL
May 18, 2007 - October 15, 2008
AMERICA'S CHOICE EQUITIES LLC
June 13, 2005 - June 15, 2007
ITRADEDIRECT.COM CORP
March 17, 2005 - June 15, 2005
GUNNALLEN FINANCIAL, INC
February 18, 2005 - April 7, 2005
JOSEPH STEVENS & CO., INC.
October 29, 2004 - February 16, 2005
MILESTONE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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