Steven J. Georgoulakis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven James Georgoulakis, CFP®, who also goes by Steven James Georgoulaleis, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2004. Steven had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2007 - August 22, 2016
USAA FINANCIAL PLANNING SERVICES
March 26, 2007 - August 22, 2016
USAA FINANCIAL ADVISORS, INC.
March 21, 2007 - March 26, 2007
USAA INVESTMENT SERVICES COMPANY
November 5, 2004 - March 26, 2007
USAA INVESTMENT SERVICES COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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