Grant H. Coote
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Grant H Coote, who also goes by Grant Hamilton Coote, was a registered financial professional .
Grant is a previously registered financial professional and started their career in finance in 2004. Grant had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2016 - June 27, 2017
DAVID LERNER ASSOCIATES, INC.
August 20, 2013 - January 3, 2014
FOUR POINTS CAPITAL PARTNERS LLC
February 8, 2012 - September 3, 2013
COLUMBUS ADVISORY GROUP, LTD.
November 5, 2009 - February 9, 2010
JOHN THOMAS FINANCIAL
July 7, 2009 - August 27, 2009
WALLSTREET*E FINANCIAL SERVICES, INC.
January 21, 2008 - January 23, 2009
BROOKSTONE SECURITIES, INC.
February 5, 2007 - April 27, 2007
BROOKSTONE SECURITIES, INC.
March 7, 2006 - May 18, 2006
VFINANCE INVESTMENTS, INC
October 25, 2004 - March 2, 2006
MAX INTERNATIONAL BROKER/DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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