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Blaine Robert Reames

CRD# 4867094·Registered 2006 - 2006
Previously Registered: Being a previously registered professional could mean that Blaine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Blaine Robert Reames was a registered financial advisor. Blaine was a previously registered financial professional and started their career in finance 2006 - 2006. Blaine had worked at 2 firms and has passed the SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

SHAMROCK TRADING GROUP LLC·CRD# 136513
BD
Chicago, IL
January 18, 2006 - July 12, 2006
ALLSTON TRADING LLC·CRD# 125499
BD
Chicago, IL
January 6, 2006 - February 12, 2015

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Current Firm

ST
SHAMROCK TRADING GROUP LLC

SHAMROCK TRADING GROUP LLC

CRD#: 136513 / SEC#: 8-67021
BD
Terminated by SEC on 09/12/2006

Contact Information

Established

Illinois since 06/30/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
O'CONNOR & COMPANY LLCMEMBER14020
FLOERSCH, WILLIAM CARLPRESIDENT2376600
HENNESSY, CAROL GRACECFO1693095
JORDAN, DONALD ROBERTTRADING PRINCIPAL2367047

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Feb 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2007

Series 7 — General Securities Representative Examination

Passed Jan 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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