Bijal B. Shah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bijal Bharat Shah, who also goes by Mya Shah, was a registered financial professional .
Bijal is a previously registered financial professional and started their career in finance in 2004. Bijal had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2015 - April 5, 2018
TCG SECURITIES, L.L.C.
October 9, 2013 - November 10, 2014
BROOKVILLE CAPITAL PARTNERS
April 10, 2009 - May 20, 2013
JOHN THOMAS FINANCIAL
April 9, 2008 - March 18, 2009
OBSIDIAN FINANCIAL GROUP, LLC
May 18, 2005 - April 15, 2008
WESTROCK ADVISORS, INC.
December 1, 2004 - May 17, 2005
GUNNALLEN FINANCIAL, INC
October 28, 2004 - December 15, 2004
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TCG SECURITIES, L.L.C.
CRD#: 154788 / SEC#: , 8-68672
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
