William E. Sherman
Professional summary
William Edward Sherman, who also goes by William Sherman, is a registered financial professional currently at EASTDIL SECURED ADVISORS LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2005. William has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Edward Sherman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2019 - Present
EASTDIL SECURED ADVISORS LLC
Office #1: 40 West 57th Street 23rd Floor, New York, NY 10019September 22, 2011 - October 1, 2019
WELLS FARGO SECURITIES, LLC
September 28, 2010 - July 29, 2011
EDGEROCK BD LLC
November 17, 2009 - September 30, 2010
FTI CAPITAL ADVISORS, LLC
April 1, 2005 - October 1, 2010
CPIBD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2019)
(1/30/2020)
(1/1/2020)
(1/23/2020)
(10/1/2019)
(10/31/2019)
(1/23/2020)
(10/11/2019)
(10/2/2019)
(3/18/2020)
(9/8/2020)
(2/5/2020)
(10/2/2019)
(3/10/2020)
(1/10/2020)
(10/2/2019)
(11/26/2019)
(10/7/2019)
(10/7/2019)
(10/24/2019)
(10/21/2019)
(2/7/2020)
(11/5/2019)
(12/3/2019)
(10/2/2019)
(2/11/2020)
(11/21/2019)
(2/3/2020)
(10/3/2019)
(1/23/2020)
(1/22/2020)
(11/15/2019)
(10/3/2019)
(10/18/2019)
(10/16/2019)
(10/15/2019)
(10/4/2019)
(10/25/2019)
(10/7/2019)
(10/7/2019)
(11/20/2019)
(10/2/2019)
(11/10/2020)
(12/23/2019)
(10/3/2019)
(10/29/2019)
(1/28/2020)
(10/14/2019)
(1/16/2020)
(10/21/2019)
(2/18/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EASTDIL SECURED ADVISORS LLC
CRD#: 304434 / SEC#: , 8-70367
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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