Thomas R. Koehn

CORESTONE WEALTH MANAGEMENT LLC

Maple Grove, MN 55311

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CRD#: 4866703

Professional summary

Thomas Richard Koehn is a registered financial advisor currently at CORESTONE WEALTH MANAGEMENT LLC located in Maple Grove, Minnesota.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AMERICAN SENIOR BENEFITS; INVESTMENT RELATED; MAPLE GROVE, IL; INSURANCE SALES; REPRESENTATIVE; ACTIVITY BEGAN 10/2020; I DEVOTE 160 HOURS PER MONTH TO THIS ACTIVIY ALL DURING TRADING HOURS; VARIOUS INSURANCE PRODUCT SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Richard Koehn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2023 - Present

CORESTONE WEALTH MANAGEMENT LLC

Office #1: 7094 E. Fish Lake Rd., Maple Grove, MN 55311

RIA

CRD#: 315945

Maple Grove, MN

Past

February 25, 2021 - December 5, 2022

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

MAPLE GROVE, MN

Past

May 17, 2017 - September 17, 2019

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

December 9, 2015 - January 7, 2017

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

June 23, 2010 - July 22, 2014

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

GOLDEN VALLEY, MN

Past

December 6, 2004 - August 28, 2008

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

WHITE BEAR LAKE TOWNSHIP, MN

Past

December 6, 2004 - August 28, 2008

CRI SECURITIES, LLC

CRD#: 22589

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/3/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/1/2010

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CORESTONE WEALTH MANAGEMENT LLC

CRD#: 315945 / SEC#:

Minnesota

Registered Investment Advisory firm - (12/3/2021 Approved)

Texas

Registered Investment Advisory firm - (3/21/2023 Conditional Restricted)

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Contact information

Main Address

7094 E. Fish Lake Rd., Maple Grove, MN 55311

Mailing Address

Phone number

(763) 559-8200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	484
AUM (Assets Under Management)	$ 69,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas R. Koehn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Richard Koehn's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

ALLIANZ LIFE FINANCIAL SERVICES, LLC

QUESTAR CAPITAL CORPORATION

ALLIANZ LIFE FINANCIAL SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2023

Series 63

Date: 1/29/2005

SIE

Date: 10/1/2018

Series 6

Date: 12/3/2004

Series 26

Date: 9/1/2010

Current Firm

CORESTONE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORESTONE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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