Thomas R. Koehn

ASCENT ADVISORS

Lindstrom, MN 55045

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CRD#: 4866703

Professional summary

Thomas Richard Koehn is a registered financial advisor currently at ASCENT ADVISORS located in Lindstrom, Minnesota.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Richard Koehn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2025 - Present

ASCENT ADVISORS

Office #1: 12865 Lake Blvd, Lindstrom, MN 55045

RIA

CRD#: 335353

Lindstrom, MN

Past

February 6, 2023 - December 31, 2025

CORESTONE WEALTH MANAGEMENT LLC

RIA

CRD#: 315945

MAPLE GROVE, MN

Past

February 25, 2021 - December 5, 2022

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

MAPLE GROVE, MN

Past

May 17, 2017 - September 17, 2019

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

December 9, 2015 - January 7, 2017

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

June 23, 2010 - July 22, 2014

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

GOLDEN VALLEY, MN

Past

December 6, 2004 - August 28, 2008

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

WHITE BEAR LAKE TOWNSHIP, MN

Past

December 6, 2004 - August 28, 2008

CRI SECURITIES, LLC

CRD#: 22589

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/3/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/1/2010

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ASCENT ADVISORS

ASCENT ADVISORS | ASCENT FINANCIAL ADVISORS LLC | ASCENT FINANCIAL ADVISORS | ASCENT ADVISORS LLC

CRD#: 335353 / SEC#: 801-134543

RIA

Registered Investment Advisory firm - (12/3/2025 120-Day Approval)

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Contact information

Main Address

1600 Madison Avenue Suite 103, Mankato, MN 56001

Mailing Address

Phone number

(952) 444-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - ASCENT ADVISORS (9/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas R. Koehn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Richard Koehn's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORESTONE WEALTH MANAGEMENT LLC

AUSDAL FINANCIAL PARTNERS, INC.

ALLIANZ LIFE FINANCIAL SERVICES, LLC

QUESTAR CAPITAL CORPORATION

ALLIANZ LIFE FINANCIAL SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2023

Series 63

Date: 1/29/2005

SIE

Date: 10/1/2018

Series 6

Date: 12/3/2004

Series 26

Date: 9/1/2010

Current Firm

ASCENT ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ASCENT ADVISORS

TRUST BUT VERIFY

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