Christopher B. Reed

FINANCIAL ACTION

Monument, CO 80132

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CRD#: 4866569

Professional summary

Christopher Brian Reed, who also goes by Christopher B Reed, is a registered financial advisor currently at FINANCIAL ACTION, INC. located in Monument, Colorado.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher B Reed

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARAGON CAPITAL, LLC ASSOCIATED WITH FAI 283 WASHINGTON ST | MONUMENT CO 80132 OWNER STARTED 2022 125 HOURS MONTH RATON GAS TRANSMISSION NOT INVESTMENT RELATED 1360 SOUTH 2ND ST. RATON, NM 87740 UTILITIES OWNER START: OCT 2023 150 HOURS MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Brian Reed's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2007 - Present

FINANCIAL ACTION, INC.

Office #1: 283 Washington St, Monument, CO 80132

RIA

CRD#: 140285

Monument, CO

Past

January 13, 2005 - March 9, 2006

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/16/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/26/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/12/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINANCIAL ACTION, INC.

ELEVATED FINANCIAL PLANNING | TREASURE FINANCIAL PLANNING INC. | FINANCIAL FUTURE SERVICES, LLC. | FINANCIAL ACTION, INC.

CRD#: 140285 / SEC#:

Arizona

Registered Investment Advisory firm - (11/14/2012 Terminated)

Colorado

Registered Investment Advisory firm - (7/10/2006 Approved)

Florida

Registered Investment Advisory firm - (10/28/2024 Approved)

Louisiana

Registered Investment Advisory firm - (8/7/2024 Approved)

New Mexico

Registered Investment Advisory firm - (12/3/2009 Terminated)

Texas

Registered Investment Advisory firm - (9/16/2024 Approved)

Wyoming

Registered Investment Advisory firm - (7/11/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

283 Washington St, Monument, CO 80132

Mailing Address

Phone number

(800) 372-9404

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	933
AUM (Assets Under Management)	$ 81,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher B. Reed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Brian Reed's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL ACTION, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2007

Series 63

Date: 5/26/2005

Series 6

Date: 1/12/2005

Current Firm

FINANCIAL ACTION, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL ACTION, INC.

TRUST BUT VERIFY

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