Meredith M. Ehn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meredith M. Ehn, who also goes by Meredith A. Ehn, Meredith An Marsack, Meredith Ann Marsack, was a registered financial professional .
Meredith is a previously registered financial professional and started their career in finance in 2006. Meredith had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2015 - July 26, 2016
FRANCIS LLC
February 13, 2006 - November 29, 2007
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
FRANCIS LLC
CRD#: 130687 / SEC#: 801-62841
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANCIS LLC
CRD#: 130687 / SEC#: 801-62841
Contact information
SEC notice filing (48 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
