Mark A. Dixon

CONRAD SIEGEL INVESTMENT ADVISORS

LANCASTER, PA 17601

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CRD#: 4866459

Professional summary

Mark Allen Dixon is a registered financial advisor currently at CONRAD SIEGEL INVESTMENT ADVISORS located in Lancaster, Pennsylvania.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Mark has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Dixon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2017 - Present

CONRAD SIEGEL INVESTMENT ADVISORS

Office #1: 201 Granite Run Dr. Suite 130, Lancaster, PA 17601

RIA

CRD#: 123560

LANCASTER, PA

Past

January 10, 2006 - April 11, 2008

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

LANCASTER, PA

Past

January 10, 2006 - April 11, 2008

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

LANCASTER, PA

Past

March 16, 2005 - December 9, 2005

VALLEY FORGE ASSET MANAGEMENT, LLC

CRD#: 7438

KING OF PRUSSIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONRAD SIEGEL INVESTMENT ADVISORS

CMS INVESTMENT ADVISORS INC. | CONRAD SIEGEL INVESTMENT ADVISORS, INC. | CONRAD SIEGEL INVESTMENT ADVISORS | CMS INVESTMENT ADVISORS, INC.

CRD#: 123560 / SEC#: 801-62505

RIA

Registered Investment Advisory firm - (11/14/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/5/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/11/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/21/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/15/2005

General Securities Representative Examination

Current Firm

CONRAD SIEGEL INVESTMENT ADVISORS

CMS INVESTMENT ADVISORS INC. | CONRAD SIEGEL INVESTMENT ADVISORS, INC. | CONRAD SIEGEL INVESTMENT ADVISORS | CMS INVESTMENT ADVISORS, INC.

CRD#: 123560 / SEC#: 801-62505

RIA

Registered Investment Advisory firm - (11/14/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/5/2003 Terminated)

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Contact information

Main Address

501 Corporate Circle, Harrisburg, PA 17110

Mailing Address

Phone number

(717) 652-5633

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR CONRAD SIEGEL INVESTMENT ADVISORS, INC. (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,085
AUM (Assets Under Management)	$ 10,118,593,493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark A. Dixon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Dixon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONRAD SIEGEL INVESTMENT ADVISORS

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

VALLEY FORGE ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

CONRAD SIEGEL INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/11/2017

Series 66

Date: 6/21/2005

Series 7

Date: 3/15/2005

Current Firm

CONRAD SIEGEL INVESTMENT ADVISORS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONRAD SIEGEL INVESTMENT ADVISORS

TRUST BUT VERIFY

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