Aaron Katsman

PORTFOLIO RESOURCES ADVISOR GROUP

CORAL GABLES, FL 33146

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CRD#: 4866430

Professional summary

Aaron Katsman, who also goes by Aaron Katsman Mr., is a registered financial advisor currently at PORTFOLIO RESOURCES ADVISOR GROUP, INC. located in Coral Gables, Florida and PORTFOLIO RESOURCES GROUP, INC. .

Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Aaron has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron Katsman Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lighthouse Capital LTD,Is Investment Related,"8 Harav Kook Street, Jerusalem, Israel 94216",Registered Rep,President,2/1/2009,240 hours per month,110 hours per month during trading hours,Commission Compensation,"Act as reg rep-deal with clients on investment side, financial planning". Retirement GPS: How to Navigate your way to a Secure Financial Future with Global Investing,Is Not Investment Related,Books from McGraw-Hill,Author,8/23/2012,0 hours per month,0 hours per month during trading hours,Other Compensation,Royalties Duties: author of a book. Bet Knesset Obel Ahron Synagogue,Is Not Investment Related,,Chairman of the Synagogue,Chairman of the Board,12/1/2010,50 hours per month,10 hours per month during trading hours,No Compensation Compensation,Attend to all needs of synagogue. MESILA,Is Not Investment Related,,A non-profit organization dedicated to combatting poverty,Member of the Board,1/1/2004,10 hours per month,0 hours per month during trading hours,No Compensation Compensation,Plan strategy for organization. GINOT HAIR COMUNITY COUNCIL,Is Not Investment Related,"Community Council, 12 Emek Refaim St, Jerusalem, Israel",Contributor to Jerusalem Post,Concilman,12/1/2010,10 hours per month,0 hours per month during trading hours,No Compensation Compensation,Presenting neighbors need to council. Jerusalem Post,Is Not Investment Related,"Jerusalem, Israel",Newspaper,Column writer,1/1/2010,10 hours per month,10 hours per month during trading hours,No Compensation Compensation,Write a personal finance weekly column.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Katsman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2011 - Present

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

Office #1: 4000 Ponce De Leon Blvd Ste 670, Coral Gables, FL 33146

RIA

CRD#: 144601

CORAL GABLES, FL

Current

November 17, 2004 - Present

PORTFOLIO RESOURCES GROUP, INC.

Office #1: 8 Harav Kook Street, Jerusalem 94226

CRD#: 31155

Jerusalem,

Past

July 22, 2005 - December 22, 2008

AMERICA ISRAEL INVESTMENT ASSOCIATES, LLC

RIA

CRD#: 136039

JERUSALEM,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

CRD#: 144601 / SEC#: 801-111808

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

Arizona

Registered Investment Advisory firm - (10/6/2017 Terminated)

California

Registered Investment Advisory firm - (11/5/2017 Terminated)

Colorado

Registered Investment Advisory firm - (10/13/2017 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2017 Terminated)

Kentucky

Registered Investment Advisory firm - (10/12/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (1/2/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (10/20/2017 Terminated)

New York

Registered Investment Advisory firm - (10/6/2017 Terminated)

North Carolina

Registered Investment Advisory firm - (10/6/2017 Terminated)

Oregon

Registered Investment Advisory firm - (11/7/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/10/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2012 Terminated)

Virginia

Registered Investment Advisory firm - (10/6/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/12/2008)

Colorado
(6/2/2010)

Connecticut
(9/18/2014)

Delaware
(5/15/2018)

Florida
(11/17/2004)

IAR

Florida
(7/21/2016)

Illinois
(5/14/2019)

Indiana
(7/22/2024)

Maryland
(2/6/2007)

Massachusetts
(6/7/2010)

New Jersey
(3/7/2007)

New York
(11/19/2004)

Oregon
(7/8/2022)

Pennsylvania
(4/20/2021)

Washington
(6/1/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

CRD#: 144601 / SEC#: 801-111808

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

Arizona

Registered Investment Advisory firm - (10/6/2017 Terminated)

California

Registered Investment Advisory firm - (11/5/2017 Terminated)

Colorado

Registered Investment Advisory firm - (10/13/2017 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2017 Terminated)

Kentucky

Registered Investment Advisory firm - (10/12/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (1/2/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (10/20/2017 Terminated)

New York

Registered Investment Advisory firm - (10/6/2017 Terminated)

North Carolina

Registered Investment Advisory firm - (10/6/2017 Terminated)

Oregon

Registered Investment Advisory firm - (11/7/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/10/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2012 Terminated)

Virginia

Registered Investment Advisory firm - (10/6/2017 Terminated)

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Contact information

Main Address

4000 Ponce De Leon Blvd Ste 670, Coral Gables, FL 33146

Mailing Address

Phone number

(305) 372-0299

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A WRAP FEE BROCHURE (11/15/2024)

PART 2A BROCHURE (11/15/2024)

Regulatory assets under management

Total Number of Accounts	362
AUM (Assets Under Management)	$ 115,963,278

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Aaron Katsman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Katsman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTFOLIO RESOURCES GROUP, INC.

AMERICA ISRAEL INVESTMENT ASSOCIATES, LLC

Primary Firm SEC Registration

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2005

Series 63

Date: 11/17/2004

SIE

Date: 10/1/2018

Series 7

Date: 11/16/2004

FINRA

Current Firm

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

TRUST BUT VERIFY

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