DF

Donald E. Freeman

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CRD#: 4866393
DF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Edward Freeman, who also goes by Donald Freeman, was a registered financial advisor .

Donald is a previously registered financial advisor and started their career in finance in 2004. Donald had worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Donald Freeman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 5, 2010 - March 12, 2015

FREEMAN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 133131
MISSION VIEJO, CA
Past

November 16, 2004 - December 31, 2009

FREEMAN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 133131
PORTLAND, OR

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam

Current Firm


FC
FREEMAN CAPITAL MANAGEMENT, LLC
FREEMAN CAPITAL MANAGEMENT, LLC

CRD#: 133131 / SEC#: 801-80889

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Contact information


Main Address
Rawai, Phuket
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FREEMAN CAPITAL MANAGEMENT, LLC

CRD#: 133131

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