MW
Matthew N. Witkowski
THRIVENT INVESTMENT MANAGEMENT
Milwaukee, WI 53202
Some features on this profile are disabled
CRD#: 4866311
MW
Professional summary
Matthew Nicholas Witkowski, CFP®, who also goes by Matthew N Witkowski, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Milwaukee, Wisconsin.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Matthew has worked at 6 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew N Witkowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ATHLETES BEFORE CHRIST (ABC YOUNG LIONS BASKETBALL) POSITION: Board Member NATURE: AS a Non-profit organization, A.B.C is a community based initiative, designed to develop our children and young adults mentally, physically, and spiritually through basketball. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2021 ADDRESS: S63W22775 Garrett Drive, Waukesha, WI WI 53189, United States DESCRIPTION: Provide mission, vision and value leadership to the organization as it relates to youth basketball operations and community events for the ABC Young Lions Basketball teams. CATHOLIC MEMORIAL HIGH SCHOOL POSITION: Basketball Coach NATURE: Catholic Memorial High School Varsity Basketball Coach INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 601 E College Ave, Waukesha WI 53186, United States DESCRIPTION: Help student athletes grow with the game of basketball through classroom learning and on court, game timeexperience. ROLLING MEADOWS OF VERNON - HOMEOWNER'S ASSOCIATION BOARD POSITION: President NATURE: The Home Owners Association oversees Rolling Meadows, a community ofapproximately 50homes located in Vernon Wisconsin INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: S63W22775 Garrett Drive, Waukesha WI 53189, United States DESCRIPTION: The board will oversee and address matters related to Rolling Meadows of Vernon community business. Business could include annual budgeting, event coordination, common area operations, etc. ThePresidentis responsible for ensuring completion of annual board business and leading board meetings. MUSKEGO WARRIORS YOUTH BASEBALL POSITION: Board Advisor NATURE: As a non-profit organization, Muskego Warrior Youth Baseball is a community-based initiative, designed to develop our children and young adults mentally and physically through baseball. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 11311 W Forest Home Ave, Franklin WI 53132, United States DESCRIPTION: Provide mission, vision and value leadership to the organization as it relates to youth baseball operations and community events for the Muskego Warriors Youth Baseball teams.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Nicholas Witkowski's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Nicholas Witkowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
April 4, 2011 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 111 East Kilbourn Avenue, Milwaukee, WI 53202RIA
BD
CRD#: 18387
Milwaukee, WI
Current
April 4, 2011 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 111 East Kilbourn Avenue, Milwaukee, WI 53202RIA
BD
CRD#: 18387
Milwaukee, WI
Past
November 17, 2009 - March 18, 2011
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
MADISON, WI
Past
November 17, 2009 - March 18, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
MADISON, WI
Past
June 15, 2009 - November 9, 2009
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LA VISTA, NE
Past
June 12, 2009 - November 9, 2009
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MADISON, WI
Past
January 16, 2007 - July 3, 2008
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
MADISON, WI
Past
January 16, 2007 - July 3, 2008
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
MADISON, WI
Past
July 14, 2006 - August 22, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
MILWAUKEE, WI
Past
July 14, 2006 - August 22, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
January 3, 2006 - June 28, 2006
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
MADISON, WI
Past
January 3, 2006 - June 28, 2006
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
MADISON, WI
Past
December 2, 2004 - September 6, 2005
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/20/2023)
RR
California(1/22/2020)
RR
Colorado(11/15/2023)
RR
Connecticut(1/22/2020)
RR
Florida(3/30/2023)
RR
Georgia(1/22/2020)
RR
Illinois(1/22/2020)
RR
Indiana(1/22/2020)
RR
Kentucky(1/4/2024)
RR
Michigan(1/22/2020)
RR
Minnesota(1/7/2016)
RR
Montana(1/22/2020)
RR
New York(1/22/2020)
RR
North Carolina(1/22/2020)
RR
North Dakota(1/4/2024)
RR
Ohio(1/22/2020)
RR
Oregon(3/30/2023)
RR
Pennsylvania(11/9/2023)
RR
South Carolina(1/22/2020)
RR
Tennessee(1/22/2020)
RR
Texas(1/4/2024)
IAR
Texas(1/4/2024)
RR
Virginia(9/5/2025)
RR
Wisconsin(4/4/2011)
IAR
Wisconsin(4/4/2011)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Milwaukee, WI 53202TRUST BUT VERIFY
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