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HO

Hyun Taek J. Oh

SAMSUNG SECURITIES (AMERICA)
New York, NY 10019
Some features on this profile are disabled
CRD#: 4866206
HO

Professional summary


Hyun Taek Joseph Oh, who also goes by Hyun Taek J Oh, is a registered financial professional currently at SAMSUNG SECURITIES (AMERICA), INC. located in New York, New York.

Hyun Taek is registered as a RR (Registered Representative) and started their career in finance in 2009. Hyun Taek has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Hyun Taek J Oh

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Hyun Taek Joseph Oh's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 4, 2019 - Present

SAMSUNG SECURITIES (AMERICA), INC.

Office #1: 1330 Ave. Of The Americas Suite 1020, New York, NY 10019
BD
CRD#: 43432
New York, NY
Past

February 17, 2017 - September 30, 2019

SHINHAN SECURITIES AMERICA, INC.

BD
CRD#: 31977
NEW YORK, NY
Past

March 17, 2015 - February 17, 2017

NH INVESTMENT & SECURITIES AMERICA, INC.

BD
CRD#: 30660
NEW YORK, NY
Past

April 13, 2009 - February 18, 2015

SHINHAN SECURITIES AMERICA, INC.

BD
CRD#: 31977
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/4/2019)
RR
Connecticut
(1/19/2023)
RR
Florida
(2/20/2023)
RR
Illinois
(10/4/2019)
RR
Massachusetts
(10/4/2019)
RR
New Jersey
(10/4/2019)
RR
New York
(10/4/2019)
RR
Texas
(1/25/2023)
RR
Washington
(10/4/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 4/14/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/29/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


SS
SAMSUNG SECURITIES (AMERICA), INC.
SAMSUNG SECURITIES (AMERICA), INC.

CRD#: 43432 / SEC#: , 8-50272

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1330 Avenue Of The Americas Suite 1020, New York, NY 10019
Mailing Address
1330 Avenue Of The Americas Suite 1020, New York, NY 10019
Phone number
(212) 707-6800
Established
Delaware since 02/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SAMSUNG SECURITIES COMPANY LTDPARENT
AN, SUYEONFINOP7613426
IGNALL, EVAN TODDCHIEF COMPLIANCE OFFICER2039007
JUNG, JIYOUNGCEO, HEAD OF OFFICE8040583

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SAMSUNG SECURITIES (AMERICA), INC.

CRD#: 43432New York, NY 10019

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