WB
Whitney L. Bania
THE WEALTHGARDEN F.S.
Fresno, CA
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CRD#: 4866167
WB
Whitney Light BaniaTHE WEALTHGARDEN F.S.
Professional summary
Whitney Light Bania, who also goes by Whitney Suzanne Light, is a registered financial advisor currently at THE WEALTHGARDEN F.S. LLC located in Fresno, California.
Whitney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Whitney has worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
Whitney Suzanne Light
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Self Employed Life Insurance Agent. Yes. 1730 E. Holly Ave Suite 838, El Segundo, CA 90245. Life insurance, long-term care, annuities, offered to clients as needed. Partner with an outside insurance brokerage. insurance agent, 1099. 6/1/26. 5 hours a month. 5 hours. When discussing incapacity, disability, and or estate planning with our wealth clients, we may recommend a life insurance, long-term care, or income annuity as part of the overall solution, as needed. 2. Financially Ever After LLC dba Cover Your Assets. investment-related. same address. Certified Divorce Financial Analyst (CDFA) consulting business; CDFA. 6/1/26. 20 hours a month. 10 hours a month. analyze divorcing couples' incomes, assets, expenses, and provide reports to help couples negotiate settlement. 3. Temple Beth Israel, Fresno; 6622 N. Maroa Ave. Fresno, CA 93704; TBI is a reform Jewish congregation; Serve on the Board of Directors as Treasurer as of 07/01/2024; Lead Finance Committee and make recommendations to board on organizational budget 5.00hrs/month; Not during securities trading hours; Not Investment-Related. 4. Temple Beth Israel, Fresno; 6622 N. Maroa Ave. Fresno CA 93704; TBI is a reform Jewish congregation; I am serving as a member of the Finance Committee as of 4/16/24; The committee solves for financial issues such as reconciling the books, setting the budget, and solving for budget problems; 04/16/2024; 3.00hrs/month; Not during securities trading hours; Not Investment-Related
CRS (Client Relationship Summary) - RIA
Click below to view Whitney Light Bania's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2026 - Present
THE WEALTHGARDEN F.S. LLC
RIA
CRD#: 311927
Fresno, CA
Past
April 11, 2023 - June 17, 2026
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
FRESNO, CA
Past
March 23, 2023 - June 17, 2026
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
FRESNO, CA
Past
March 21, 2007 - November 27, 2007
S & Y ASSET MANAGEMENT LLC
RIA
CRD#: 129754
SAN FRANCISCO, CA
Past
August 21, 2006 - November 27, 2007
STONE & YOUNGBERG LLC
RIA
CRD#: 795
SAN FRANCISCO, CA
Past
April 28, 2005 - November 27, 2007
STONE & YOUNGBERG LLC
BD
CRD#: 795
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THE WEALTHGARDEN F.S. LLC
THE WEALTHGARDEN F.S. LLC
CRD#: 311927 / SEC#: 801-129740
RIA
Registered Investment Advisory firm - (3/21/2024 Approved)California
Registered Investment Advisory firm - (3/13/2025 Terminated)Texas
Registered Investment Advisory firm - (2/11/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/1/2026)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/23/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
THE WEALTHGARDEN F.S. LLC
THE WEALTHGARDEN F.S. LLC
CRD#: 311927 / SEC#: 801-129740
RIA
Registered Investment Advisory firm - (3/21/2024 Approved)California
Registered Investment Advisory firm - (3/13/2025 Terminated)Texas
Registered Investment Advisory firm - (2/11/2025 Terminated)Loading...
Contact information
Main Address
1730 E. Holly Ave Suite 838, El Segundo, CA 90245
Mailing Address
Phone number
(310) 571-8489
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 633 |
| AUM (Assets Under Management) | $ 227,595,909 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
