RL
Robert J. Laughlin
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CRD#: 4866144
RL
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Laughlin was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2015. Robert had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Old Boston Square LP; Investment-related; Buena Park, CA / Temecula, CA; Affiliation started 10/21/2016; No title or duties; No time is devoted to the rental each month during or outside of security trading hours. ///// Trustee Mandate; Family trust; Not investment-related; Darien, CT; Affiliation started 07/20/2018; Title: Trustee; Duties: All trustee duties; No time is devoted each month during securities trading hours; 2 hours are devoted each month outside of securities trading hours. ///// RJL Management LLC; Personal Investment; Investment-related; Darien, CT; Affiliation started 06/25/2018; Title: Manager/Sole Member; Duties: Managing personal investments; 1 hour is devoted each month during securities trading hours; 2 hours are devoted each month outside of securities trading hours. ///// RAL Children's LLC; Family investments; Investment-related; Darien, CT; Affiliation started 06/25/2018; Title: Manager; Duties: Manage LLC for family members; 1 hour is devoted each month during securities trading hours; 4 hours are devoted each month outside of securities trading hours. ///// RAL Family LLC; Real estate related; Investment-related; Darien, CT; Affiliation started 04/24/2020; Managing Member; Co-GP of real estate partnership; 2 hours devoted each month during securities trading hours; 3 hours are devoted each month outside securities trading hours.///// Executor; Estate Admin; Investment related; Darien, CT; Affiliation started on 05/01/2020; Title: Executor;Duties: estate administration; 5 hours devoted per month during securities trading hours; 15 hours devoted per month outside securities trading hours.///// Marguerite Spiegel 2003 Revocable Trust; Personal Trust; Not investment-related; Stamford, CT; Affiliation started on 12/03/2020; Title: Trustee; Duties: serving as trustee of a trust which is in the process of terminating; 0 hours devoted each month during securities trading hours; 1 hour devoted each month outside securities trading hours.///// RALCO Orange; Real Estate; Investment-related; Darien, CT; Affiliation started on 03/02/1997; Title: 33% owner in a trust (trustee); Duties: LP and Co-GP, Co-GP is held in RAL Family LLC; 0 hours devoted each moth during securities trading hours; 2 hours devoted each month outside securities trading hours.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 31, 2017 - December 14, 2023
CITI PRIVATE ALTERNATIVES, LLC
BD
CRD#: 153777
New York, NY
Past
March 27, 2015 - September 18, 2025
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
New York, NY
Past
January 8, 2015 - September 18, 2025
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CP
CITI PRIVATE ALTERNATIVES, LLC
CITI GLOBAL ADVISORY, LLC | CITI PRIVATE ALTERNATIVES, LLC | CITI PRIVATE ADVISORY,LLC | CITI PRIVATE ADVISORY, LLC | CITI GLOBAL ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
RIA
Registered Investment Advisory firm - SEC (6/30/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
388 Greenwich Street 29th Floor, New York, NY 10013
Mailing Address
388 Greenwich Street 29th Floor, New York, NY 10013
Phone number
(212) 559-1000
Established
Delaware since 04/01/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
95
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
