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Laura B. O'connor
FIRST NATIONAL ADVISERS
Omaha, NE 68154
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CRD#: 4866019
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Professional summary
Laura Beth O'connor, who also goes by Laura Beth Hefner, is a registered financial advisor currently at FIRST NATIONAL ADVISERS, LLC located in Omaha, Nebraska.
Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Laura has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Beth Hefner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: FNBO Address: 14010 FNB Pkwy Ste 200, Omaha, NE, 68154, United States Activity Type: Bank or Credit Union Associate Position/Title: Director Investment Related: Yes Start Date: 06/2002 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Management of Private Client Managers team and Program Manager of Team Led Financial Advisory Services. a.the name of the other business: Greater Omaha American Heart Association b.whether the business is investment-related: No c.the address of the other business: 9900 Nicholas St Omaha NE, 68114 d.the nature of the other business: Non-Profit e.your position: Board Member f.title, or relationship with the other business: Board Member g.the start date of your relationship: 3/17/2022 h.the approximate number of hours/month you devote to the other business: 4 i.the number of hours you devote to the other business during securities trading hours: 2 j.and briefly describe your duties relating to the other business: Representation of FNBO for various events throughout the year with filling table for attending or coordinating other volunteers for the events (Heart Ball, Hart Walk & Go Red for Women) and Quarterly Board meeting attendance.
CRS (Client Relationship Summary) - RIA
Click below to view Laura Beth O'connor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2022 - Present
FIRST NATIONAL ADVISERS, LLC
Office #1: 14010 Fnb Parkway Suite 200, Omaha, NE 68154RIA
CRD#: 277146
Omaha, NE
Past
August 27, 2020 - April 20, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
OMAHA, NE
Past
August 26, 2020 - April 20, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Omaha, NE
Past
June 18, 2015 - September 13, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
OMAHA, NE
Past
June 17, 2015 - September 13, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
OMAHA, NE
Past
January 16, 2014 - June 18, 2015
FIRST NATIONAL CAPITAL MARKETS
BD
CRD#: 115920
OMAHA, NE
Past
December 17, 2013 - June 18, 2015
FIRST NATIONAL CAPITAL MARKETS
RIA
CRD#: 115920
OMAHA, NE
Past
June 2, 2010 - December 31, 2011
FIRST NATIONAL CAPITAL MARKETS
RIA
CRD#: 115920
OMAHA, NE
Past
June 1, 2010 - December 31, 2011
FIRST NATIONAL CAPITAL MARKETS
BD
CRD#: 115920
OMAHA, NE
Past
March 14, 2005 - June 2, 2010
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
OMAHA, NE
Past
October 22, 2004 - June 2, 2010
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FN
FIRST NATIONAL ADVISERS, LLC
FIRST NATIONAL ADVISERS, LLC | PRIVATE WEALTH RESERVE
CRD#: 277146 / SEC#: 801-103473
RIA
Registered Investment Advisory firm - (8/7/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(8/26/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FN
FIRST NATIONAL ADVISERS, LLC
FIRST NATIONAL ADVISERS, LLC | PRIVATE WEALTH RESERVE
CRD#: 277146 / SEC#: 801-103473
RIA
Registered Investment Advisory firm - (8/7/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14010 Fnb Parkway Suite 200, Omaha, NE 68154
Mailing Address
1601 Dodge Street, Omaha, NE 68197
Phone number
(800) 538-7298
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,221 |
| AUM (Assets Under Management) | $ 6,571,419,555 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 | ||
| 06/28/2023 |
Red Flags
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Company Information
FIRST NATIONAL ADVISERS, LLC
CRD#: 277146Omaha, NE 68154TRUST BUT VERIFY
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