Brian J. Chimileski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Joseph Chimileski, who also goes by Brian T Chimileski, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2005. Brian had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2016 - November 11, 2016
PATRICK CAPITAL MARKETS, LLC
July 12, 2016 - November 11, 2016
SAXONY CAPITAL MANAGEMENT, LLC
January 31, 2012 - August 19, 2015
NATIONAL PLANNING CORPORATION
January 31, 2012 - August 19, 2015
NATIONAL PLANNING CORPORATION
September 10, 2010 - January 31, 2012
CURIAN CAPITAL, LLC
September 10, 2010 - January 31, 2012
CURIAN CLEARING, LLC
September 22, 2009 - August 12, 2010
FORESIDE FUND SERVICES, LLC
September 11, 2007 - September 19, 2008
OLD MUTUAL CAPITAL
September 25, 2006 - September 19, 2008
OLD MUTUAL INVESTMENT PARTNERS
May 3, 2005 - January 13, 2006
PIPER SANDLER & CO.
January 4, 2005 - January 13, 2006
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
