Ronald Chang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Chang was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2005. Ronald had worked at 6 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2015 - March 5, 2020
MAYBANK SECURITIES USA INC.
January 7, 2014 - April 9, 2015
CBRE SECURITIES, LLC
July 19, 2013 - December 13, 2013
DECKER & CO, LLC
August 10, 2007 - January 31, 2013
CITIGROUP GLOBAL MARKETS INC.
August 9, 2005 - June 27, 2007
NOMURA SECURITIES INTERNATIONAL, INC.
January 19, 2005 - July 29, 2005
CANACCORD GENUITY SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
MAYBANK SECURITIES USA INC.
CRD#: 27861 / SEC#: , 8-43264
Contact information
Documents
Red Flags
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