Jaime J. Malm

IRON HORSE FINANCIAL SERVICES LLC

Mcpherson, KS

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CRD#: 4865645

Professional summary

Jaime Jo Malm, who also goes by Jaime Jo Crowther, Jaime Jo Henderson, is a registered financial advisor currently at IRON HORSE FINANCIAL SERVICES LLC located in Mcpherson, Kansas.

Jaime is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jaime has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jaime Jo Crowther | Jaime Jo Henderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GRADIENT FINANCIAL GROUP; NON-INVESTMENT RELATED; VICE PRESIDENT OF MARKETING;05/2006; ARDEN HILLS, MN; 160 HOURS A MONTH/160 HOURS DURING SECURITIES TRADING 2. Iron Horse Retirement LLC; Investment Related; Owner/Insurance Agent; 07/2023; McPherson, KS; Fixed Insurance Sales; 10-15 hours spent per month; 10-15 hours spent during securities trading hours; started 07/2023. 3. Iron Horse Properties LLC; Not Investment Related; Owner; Real Estate Ownership; McPerson, KS; 20 hours per month spent; 0 hours during securities trading hours; started 07/2013.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaime Jo Malm's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2023 - Present

IRON HORSE FINANCIAL SERVICES LLC

RIA

CRD#: 327802

Mcpherson, KS

Past

February 14, 2020 - October 27, 2023

PALADIN FINANCIAL

RIA

CRD#: 288387

MCPHERSON, KS

Past

July 2, 2010 - March 25, 2014

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

ARDEN HILLS, MN

Past

November 4, 2004 - October 6, 2005

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(9/19/2023)

IAR

Texas
(9/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/26/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/3/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IRON HORSE FINANCIAL SERVICES LLC

IRON HORSE FINANCIAL SERVICES LLC | IRON HORSE FINANCIAL SERVICES, LLC

CRD#: 327802 / SEC#:

Kansas

Registered Investment Advisory firm - (9/19/2023 Approved)

Texas

Registered Investment Advisory firm - (8/30/2023 Conditional Restricted)

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Contact information

Main Address

Mcpherson, KS

Mailing Address

Phone number

(785) 643-9526

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	113
AUM (Assets Under Management)	$ 35,349,460

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jaime J. Malm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaime Jo Malm's CRS (Customer Relationship Summary).

Certified licenses

Experience

IRON HORSE FINANCIAL SERVICES LLC

PALADIN FINANCIAL

GRADIENT ADVISORS, LLC

USALLIANZ SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/26/2019

Series 63

Date: 11/22/2004

Series 6

Date: 11/3/2004

Current Firm

IRON HORSE FINANCIAL SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IRON HORSE FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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