Scott J. Downey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Johnson Downey, who also goes by Scott J Downey, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2004. Scott had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2011 - November 7, 2018
BLUE SKIES CAPITAL MANAGEMENT, LLC
March 7, 2006 - April 4, 2011
SCF INVESTMENT ADVISORS, INC.
March 7, 2006 - April 4, 2011
SCF SECURITIES, INC.
January 19, 2006 - March 17, 2006
WADDELL & REED
January 19, 2006 - March 17, 2006
WADDELL & REED
February 8, 2005 - February 1, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
February 8, 2005 - February 1, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
January 26, 2005 - February 10, 2005
AMERITAS INVESTMENT COMPANY, LLC
October 13, 2004 - February 10, 2005
AMERITAS INVESTMENT COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUE SKIES CAPITAL MANAGEMENT, LLC
CRD#: 157280 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
