Matthew J. Morzy

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CRD#: 4865578

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Joseph Morzy, CFP®, who also goes by Matthew J Morzy, was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2005. Matthew had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew J Morzy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

January 10, 2017 - October 23, 2025

ANNEX WEALTH MANAGEMENT, LLC

RIA

CRD#: 127987

BROOKFIELD, WI

Past

January 3, 2017 - December 31, 2018

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ELM GROVE, WI

Past

June 28, 2016 - December 9, 2016

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

August 8, 2014 - December 9, 2016

SCOTTRADE, INC.

CRD#: 8206

DELAFIELD, WI

Past

January 22, 2014 - July 28, 2014

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

CUDAHY, WI

Past

January 22, 2014 - July 28, 2014

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

CUDAHY, WI

Past

April 29, 2013 - December 20, 2013

PRUCO SECURITIES, LLC.

CRD#: 5685

WAUWATOSA, WI

Past

November 9, 2005 - November 29, 2012

SCOTTRADE, INC.

CRD#: 8206

BROOKFIELD, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANNEX WEALTH MANAGEMENT, LLC

ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE

CRD#: 127987 / SEC#: 801-63505

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/28/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/7/2009

General Securities Principal Examination

Current Firm

ANNEX WEALTH MANAGEMENT, LLC

ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE

CRD#: 127987 / SEC#: 801-63505

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

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Contact information

Main Address

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045

Mailing Address

Phone number

(262) 786-6363

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2 07022025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	19,997
AUM (Assets Under Management)	$ 6,945,737,689

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/11/2025	Cover Page	Report
05/22/2024	Cover Page	Report
12/18/2023	Cover Page	Report
03/16/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Morzy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PRUCO SECURITIES, LLC.

SCOTTRADE, INC.

Primary Firm SEC Registration

ANNEX WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2013

Series 63

Date: 12/28/2005

SIE

Date: 10/1/2018

Series 7

Date: 11/8/2005

Series 24

Date: 12/7/2009

Current Firm

ANNEX WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ANNEX WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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