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Guy Francis Talarico

CRD# 4865564·Registered 2020 - 2022
Previously Registered: Being a previously registered professional could mean that Guy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Guy Francis Talarico, who also goes by Guy Talarico, was a registered financial advisor. Guy was a previously registered financial professional and started their career in finance 2020 - 2022. Guy had worked at 2 firms and has passed the Series 24 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Guy Talarico

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

ALARIC DISTRIBUTORS, LLC·CRD# 304165
BD
New Jersey, NJ
August 3, 2020 - March 4, 2022
G.RESEARCH, LLC·CRD# 7353
BD
Rye, NY
August 3, 2020 - November 8, 2022

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Current Firm

AD
ALARIC DISTRIBUTORS, LLC

ALARIC DISTRIBUTORS, LLC

CRD#: 304165 / SEC#: 8-70493
BD
Terminated by SEC on 03/04/2022

Contact Information

Established

Delaware since 04/25/2019

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ALARIC BROKERAGE SOLUTIONS, LLCPARENT—
DOLAN, ERIK JOSEPHCHIEF COMPLIANCE OFFICER3161467
MCDERMOTT, JOSEPH DANIELMANAGING DIRECTOR4146135
STAMOVA, ILINA SFINANCIAL OPERATIONS PRINCIPAL5500851
TALARICO, GUY FRANCISCHIEF EXECUTIVE OFFICER4865564

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 24 — General Securities Principal Examination

Passed Sep 2020About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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