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CS

Connie Sanders

ELE WEALTH SOLUTIONS
Southfield, MI 48075
Some features on this profile are disabled
CRD#: 4865491
CS

Professional summary

Connie Sanders, who also goes by Connie Brassell, is a registered financial professional currently at ELE WEALTH SOLUTIONS, INC. located in Southfield, Michigan.

Connie is registered as a RR (Registered Representative) and started their career in finance in 2014. Connie has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Connie Brassell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Connie Sanders's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2014 - Present

ELE WEALTH SOLUTIONS, INC.

Office #1: 18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075
BD
CRD#: 38931
Southfield, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/1/2022)
RR
Michigan
(5/31/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 5/31/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/30/2014
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EW
ELE WEALTH SOLUTIONS, INC.
ELE WEALTH ADVISORS | GDC SECURITIES, LLC | ELE WEALTH SOLUTIONS, INC. | ELE WEALTH ADVISORS, INC.

CRD#: 38931 / SEC#: , 8-48467

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075
Mailing Address
18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075
Phone number
(248) 356-6555
Established
Michigan since 12/10/2012
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LIDDELL, ELLIS NUROGARPRESIDENT, CEO, CCO1035964
PARRAN, TAMMIE MOOREFINOP, CFO4466243

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ELE WEALTH SOLUTIONS, INC.

CRD#: 38931Southfield, MI 48075

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