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Eric M. Parekh

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CRD#: 4865356
EP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric Manhar Parekh was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 2004. Eric had worked at 6 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 31, 2015 - March 14, 2019

EVERGREEN ADVISORS CAPITAL, LLC

BD
CRD#: 165072
COLUMBIA, MD
Past

October 28, 2013 - April 23, 2015

1ST BRIDGEHOUSE SECURITIES, LLC

BD
CRD#: 44655
COLUMBIA, MD
Past

February 14, 2011 - December 2, 2011

1ST BRIDGEHOUSE SECURITIES, LLC

BD
CRD#: 44655
COLUMBIA, MD
Past

August 21, 2008 - June 10, 2009

ABSHIER WEBB DONNELLY & BAKER, INC.

BD
CRD#: 104051
HOUSTON, TX
Past

June 17, 2005 - January 9, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
LITTLE ROCK, AR
Past

June 17, 2005 - January 9, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
LITTLE ROCK, AR
Past

April 13, 2005 - June 16, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
LITTLE ROCK, AR
Past

April 13, 2005 - June 16, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

April 13, 2005 - June 16, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

December 17, 2004 - January 6, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
CHESTERFIELD, MO
Past

November 16, 2004 - January 6, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 16, 2004 - January 6, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/4/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/15/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/2008
General Securities Representative Examination

Current Firm

EA
EVERGREEN ADVISORS CAPITAL, LLC
EVERGREEN ADVISORS CAPITAL LLC | EVERGREEN ADVISORS CAPITAL, LLC

CRD#: 165072 / SEC#: , 8-69143

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
10440 Little Patuxent Parkway 12th Floor, Columbia, MD 21044
Mailing Address
10440 Little Patuxent Parkway, Columbia, MD 21044
Phone number
(410) 997-6000
Established
Maryland since 06/18/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EVERGREEN ADVISORS, LLCMANAGING MEMBER
BALTOVSKI, ALEXANDEROUTSOURCED FINOP2350828
KOHR, RICHARD ALLEN JR.MANAGING DIRECTOR,CFO,PFO,CCO3079942
PRICHETT, STEPHEN DUDLEYPRESIDENT4048479

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EVERGREEN ADVISORS CAPITAL, LLC

CRD#: 165072

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