Bethany R. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bethany R Butler, who also goes by Bethany R Aultman Mrs., Bethany R Aultman Ms., Bethany R Butler Mrs., Bethany R Butler, Bethany R Prestridge Ms., was a registered financial professional .
Bethany is a previously registered financial professional and started their career in finance in 2004. Bethany had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2021 - December 31, 2021
ARKADIOS CAPITAL
January 10, 2012 - June 11, 2019
CION SECURITIES, LLC
November 3, 2008 - September 30, 2011
CCO CAPITAL, LLC
November 24, 2004 - October 18, 2005
WELLS INVESTMENT SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARKADIOS CAPITAL
CRD#: 282710 / SEC#: , 8-69729
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
