KM
Kristi A. Moore
KESTRA ADVISORY SERVICES
TYLER, TX 75701
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CRD#: 4864704
KM
Kristi Ann MooreKESTRA ADVISORY SERVICES
Professional summary
Kristi Ann Moore is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Tyler, Texas.
Kristi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kristi has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 1250 Capital of Texas Highway, Building 2 Suite 125 Austin TX 78746 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: LUCY GIRL, LLC Investment Related: No Address: PO BOX 7842 TYLER TX 75711 Nature of Business: Other Other/None of the Above NONE OF THE ABOVE Position, Title or Relationship: MEMBER Start Date: 4/17/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: MANAGING MEMBER Business Name: PROTHRO, WILHELMI & COMPANY, PLLC Investment Related: No Address: 6855 OAK HILL BLVD TYLER TX 75703 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: MEMBER/CPA Start Date: 8/1/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: TAX & ACCOUNTING & REPORTING SERVICES PARTNER Business Name: WPBM, LLC Investment Related: Yes Address: P O BOX 7842 TYLER TX 75711 Nature of Business: Real Estate Position, Title or Relationship: MEMBER/OWNER Start Date: 11/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: MANAGING MEMBER
CRS (Client Relationship Summary) - RIA
Click below to view Kristi Ann Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3304 S Broadway Suite 202, Tyler, TX 75701RIA
CRD#: 283330
TYLER, TX
Past
January 5, 2016 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
TYLER, TX
Past
January 5, 2016 - March 24, 2017
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
TYLER, TX
Past
January 31, 2006 - January 15, 2016
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
TYLER, TX
Past
November 9, 2004 - January 15, 2016
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BULLARD, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/28/2016)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
PR
Series 6
Passed: 11/8/2004
Investment Company Products/Variable Contracts Representative Examination
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,359
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 192,439 |
| AUM (Assets Under Management) | $ 79,798,091,767 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Tyler, TX 75701TRUST BUT VERIFY
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