JB
Jeffrey D. Brown
UNITED ADVISOR GROUP
MESA, AZ 85212
Some features on this profile are disabled
CRD#: 4864646
JB
Professional summary
Jeffrey Dale Brown, who also goes by Jeff Brown, Jeffrey D. Brown, Jeffrey Brown, is a registered financial advisor currently at UNITED ADVISOR GROUP located in Mesa, Arizona.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jeffrey has worked at 10 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Brown | Jeffrey D. Brown | Jeffrey Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INFINITY ACCOUNTING & TAX SPECIALISTS - CPA FIRM - NOT INVESTMENT RELATED - SAME ADDRESS - MANAGE FIRM OPERATIONS, REVIEW & COMPLETE FINANCIAL STATEMENTS & TAX RETURNS - PERSONAL & BUSINESS; SELF EMPLOYED INSURANCE AGENT - NOT INVESTMENT RELATED - SAME ADDRESS - SELL FIXED LIFE, HEALTH, DISABILITY AND LONG TERM CARE INSURANCE PRODUCTS; VIRTRA, INC - DIRECTOR - FIRARMS SIMUATION TRAINING - NOT INVESTMENT RELATED - INDEPENDEN BOARD MEMBER AUDIT COMMITTE CHAIR; FLAT IRON WEALTH MANAGEMENT - INVESTMENT RELATED - INDEPENDENT CONTRACTOR -DBA FOR MY INVESTMENT ADVISORY SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Dale Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2024 - Present
UNITED ADVISOR GROUP
Office #1: 6859 E. Rembrandt Ave. Ste 124, Mesa, AZ 85212RIA
CRD#: 324205
MESA, AZ
Past
September 9, 2019 - November 1, 2024
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
MESA, AZ
Past
January 5, 2018 - October 1, 2019
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
MESA, AZ
Past
November 1, 2016 - November 29, 2017
INFINITY WEALTH MANAGEMENT
RIA
CRD#: 282289
MESA, AZ
Past
November 25, 2015 - December 31, 2016
WILLIAMS ADVISORY GROUP
RIA
CRD#: 175402
CHANDLER, AZ
Past
February 26, 2013 - November 2, 2015
TRIUMPH WEALTH ADVISORS, INC.
RIA
CRD#: 153175
MESA, AZ
Past
May 17, 2011 - November 2, 2015
TAYLOR CAPITAL MANAGEMENT INC.
BD
CRD#: 43559
MESA, AZ
Past
November 29, 2010 - May 27, 2011
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
MESA, AZ
Past
April 4, 2005 - December 7, 2010
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
MESA, AZ
Past
January 19, 2005 - March 21, 2005
LPL FINANCIAL LLC
RIA
CRD#: 6413
MESA, AZ
Past
January 1, 2005 - March 21, 2005
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(10/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
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Contact information
Main Address
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242
Mailing Address
Phone number
(888) 242-4912
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,875 |
| AUM (Assets Under Management) | $ 1,091,628,945 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
