Sambaursuor Hon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sambaursuor Hon, who also goes by Sambaursour Hon, Sammy Hon, was a registered financial professional .
Sambaursuor is a previously registered financial professional and started their career in finance in 2011. Sambaursuor had worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2019 - November 20, 2020
B|O|S
February 17, 2012 - January 15, 2014
GOLDMAN SACHS WEALTH SERVICES, L.P.
November 5, 2011 - January 15, 2014
MERCER ALLIED COMPANY, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
B|O|S
CRD#: 110496 / SEC#: 801-51641
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
