Michael W. Mylett

CANACCORD GENUITY LLC

BOSTON, MA 02109

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CRD#: 4864296

Professional summary

Michael W Mylett JR., who also goes by Michael W Mylett, is a registered financial professional currently at CANACCORD GENUITY LLC located in Boston, Massachusetts.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael W Mylett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael W Mylett JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2016 - Present

CANACCORD GENUITY LLC

Office #1: 1 Post Office Square 30th Floor, Boston, MA 02109

CRD#: 1020

BOSTON, MA

Past

March 16, 2015 - February 18, 2016

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

BOSTON, MA

Past

August 29, 2012 - January 2, 2015

STERNE, AGEE & LEACH, INC.

CRD#: 791

BOSTON, MA

Past

October 22, 2007 - April 13, 2012

CANACCORD GENUITY LLC

CRD#: 1020

BOSTON, MA

Past

April 18, 2007 - June 18, 2007

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/22/2016)

Florida
(9/7/2017)

Massachusetts
(2/22/2016)

Minnesota
(9/7/2017)

New York
(2/22/2016)

Exams

State Security Law Exam

Series 63

Date: 4/20/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2007

General Securities Representative Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

CANACCORD GENUITY LLC

CRD#: 1020 / SEC#: , 8-3271

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

One Pennsylvania Plaza Suite 2900, New York, NY 10119

Mailing Address

1 Post Office Square, Boston, MA 02109

Phone number

(212) 389-8000

Established

Delaware since 02/26/2004

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CANACCORD ADAMS (DELAWARE) INC.	PARENT
ANDERSON, SCOTT WINFREE	CHIEF COMPLIANCE OFFICER	5800524
BARLOW, JEFFREY GRIFFIN	CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR	2277052
DAVIAU, DANIEL JOSEPH	NON- EXECUTIVE DIRECTOR	6096472
MACFAYDEN, DONALD DUNCAN	EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL	5390198
PARDI SQUITIERI, JENNIFER ELLEN	EXECUTIVE DIRECTOR	4922719
PROUD, EMILY PRESSMAN	CHIEF OPERATING OFFICER	5815542
TEIPNER, LARISSA KYLE	US GENERAL COUNSEL

Disclosures

Regulatory Event	45
Bond	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael W. Mylett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael W Mylett JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

MACQUARIE CAPITAL (USA) INC.

STERNE, AGEE & LEACH, INC.

CANACCORD GENUITY LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/20/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/17/2007

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

CANACCORD GENUITY LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CANACCORD GENUITY LLC

TRUST BUT VERIFY

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