Brian T. Harvey

JACKSON CREEK INVESTMENT ADVISORS LLC

CASTLE ROCK, CO 80104

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CRD#: 4864226

Professional summary

Brian Thomas Harvey is a registered financial advisor currently at JACKSON CREEK INVESTMENT ADVISORS LLC located in Castle Rock, Colorado.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Brian has worked at 3 firms and has passed the Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

08/2014- DOUGLAS COUNTY SOCCER ASSOCIATION DBA: REAL COLORADO. CENTENNIAL, CO 501 (C) (3) NON-PROFIT. ON BOARD OF DIRECTORS. YOUTH SOCCER CLUB. NOT INVESTMENT RELATED. NO COMPENSATION RECEIVED. 10 HOURS/MONTH 01/2020- REAL WELD METROPOLITAN DISTRICT, DENVER, CO. DIRECTOR. SPECIAL METROPOLITAN DISTRICT ORGANIZATION TO OFFER YOUTH RECREATIONAL SPORTS PROGRAMS. NOT INVESTMENT RELATED. NO COMPENSATION RECEIVED. 10 HOURS/MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Harvey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2020 - Present

JACKSON CREEK INVESTMENT ADVISORS LLC

Office #1: 115 Wilcox Street Suite 220, Castle Rock, CO 80104

RIA

CRD#: 309116

CASTLE ROCK, CO

Past

October 12, 2006 - September 2, 2014

FALKENBERG CAPITAL CORPORATION

CRD#: 103819

DENVER, CO

Past

April 8, 2005 - September 25, 2006

WM SMITH & CO.

CRD#: 30777

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JACKSON CREEK INVESTMENT ADVISORS LLC

JACKSON CREEK INVESTMENT ADVISORS LLC | JACKSON CREEK INVESTMENT ADVISORS, LLC

CRD#: 309116 / SEC#: 801-118808

RIA

Registered Investment Advisory firm - (5/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 86

Date: 7/25/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 6/30/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 3/26/2005

General Securities Representative Examination

Current Firm

JACKSON CREEK INVESTMENT ADVISORS LLC

JACKSON CREEK INVESTMENT ADVISORS LLC | JACKSON CREEK INVESTMENT ADVISORS, LLC

CRD#: 309116 / SEC#: 801-118808

RIA

Registered Investment Advisory firm - (5/27/2020 Approved)

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Contact information

Main Address

115 Wilcox Street Suite 220, Castle Rock, CO 80104

Mailing Address

Phone number

(720) 826-4102

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/3/2025)

Regulatory assets under management

Total Number of Accounts	133
AUM (Assets Under Management)	$ 343,867,050

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian T. Harvey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Harvey's CRS (Customer Relationship Summary).

Certified licenses

Experience

JACKSON CREEK INVESTMENT ADVISORS LLC

FALKENBERG CAPITAL CORPORATION

WM SMITH & CO.

Primary Firm SEC Registration

JACKSON CREEK INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 86

Date: 7/25/2005

Series 87

Date: 6/30/2005

Series 7

Date: 3/26/2005

Current Firm

JACKSON CREEK INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JACKSON CREEK INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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