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JB

John Wayne Bailey

CRD# 4864062·Registered 2004 - 2015
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Wayne Bailey was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2004 - 2015. John had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

USAA FINANCIAL PLANNING SERVICES·CRD# 106352
RIA
Colorado Springs, CO
March 31, 2014 - July 8, 2015
USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
Colorado Springs, CO
December 24, 2013 - July 8, 2015
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Colorado Springs, CO
February 14, 2012 - July 3, 2012
EDWARD JONES·CRD# 250
RIA
Colorado Springs, CO
July 20, 2009 - September 2, 2011
EDWARD JONES·CRD# 250
BD
Colorado Springs, CO
July 20, 2009 - September 2, 2011
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
Colorado Springs, CO
February 17, 2005 - July 13, 2009
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
Colorado Springs, CO
December 17, 2004 - July 13, 2009

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Current Firm

UF
USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL PLANNING NETWORK | USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC. | USAA FINANCIAL PLANNING SERVICES | USAA FINANCIAL PLANNING NETWORK, INC. | USAA FINANCIAL PLANNING NETWORK INC

CRD#: 106352 / SEC#: 801-53347

Contact Information

Main Address

9800 Fredericksburg Road, San Antonio, TX 78288-0227

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/31/2017)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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