Meredith C. Broderick
Professional summary
Meredith Christian Broderick, who also goes by Meredith Christian Goddard, Meredith Goddard, Mindy Goddard, is a registered financial advisor currently at DIMENSIONAL FUND ADVISORS LP located in Austin, Texas and DFA SECURITIES LLC located in Austin, Texas.
Meredith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Meredith has worked at 7 firms and has passed the Series 66, SIE, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Meredith Christian Broderick's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2022 - Present
DIMENSIONAL FUND ADVISORS LP
Office #1: 6300 Bee Cave Road Building One, Austin, TX 78746July 15, 2022 - Present
DFA SECURITIES LLC
Office #1: Palisades West, Building One 6300 Bee Cave Road, Austin, TX 78746January 7, 2014 - July 11, 2017
LWI FINANCIAL INC.
January 7, 2014 - July 11, 2017
LORING WARD SECURITIES INC.
September 23, 2013 - October 21, 2013
J.P. MORGAN SECURITIES LLC
August 12, 2013 - October 21, 2013
J.P. MORGAN SECURITIES LLC
January 22, 2008 - September 18, 2009
CLARKESON RESEARCH INC.
November 1, 2007 - September 18, 2009
BELLATORE FINANCIAL, INC.
January 1, 2006 - July 25, 2006
LWI FINANCIAL INC.
March 22, 2005 - July 25, 2006
LORING WARD SECURITIES INC.
Primary Firm SEC Registration
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 7/8/2022
General Securities Representative ExaminationFINRA
Current Firm
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
