Sherman K Ephraim
Professional Summary
Sherman K Ephraim, who also goes by Sherman Ephraim, was a registered financial advisor. Sherman was a previously registered financial professional and started their career in finance 2005 - 2017. Sherman had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sherman Ephraim
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
AST BROKERAGE SOLUTIONS, LLC | AST INVESTOR SERVICES, LLC | AST INVESTOR SERVICES LLC
Contact Information
Established
New York since 08/09/2010Firm Type
Limited Liability CompanyFiscal Year End
JuneDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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