James R. Peper

TEXAKOMA FINANCIAL

Plano, TX 75024-6654

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CRD#: 4863895

Professional summary

James Richard Peper is a registered financial professional currently at TEXAKOMA FINANCIAL, INC. located in Plano, Texas.

James is registered as a RR (Registered Representative) and started their career in finance in 2004. James has worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Richard Peper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2007 - Present

TEXAKOMA FINANCIAL, INC.

Office #1: 5601 Granite Parkway, Suite 800, Plano, TX 75024-6654Office #2: 5601 Granite Parkway Suite 800, Plano, TX 75024

CRD#: 16910

Plano, TX

Past

August 25, 2006 - May 22, 2007

AMEREST SECURITIES, INC.

CRD#: 40201

DALLAS, TX

Past

May 24, 2006 - August 1, 2006

TEXAS E&P PARTNERS, INC.

CRD#: 127228

DALLAS, TX

Past

December 16, 2004 - December 5, 2005

REEF SECURITIES, INC.

CRD#: 31951

RICHARDSON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/28/2024)

Arkansas
(7/23/2014)

California
(5/21/2007)

Colorado
(1/12/2012)

Florida
(1/8/2008)

Georgia
(11/23/2020)

Illinois
(1/3/2012)

Kansas
(6/18/2014)

Nevada
(8/19/2024)

North Carolina
(3/14/2023)

Oklahoma
(1/10/2011)

Oregon
(7/27/2022)

Texas
(5/31/2007)

Washington
(10/30/2024)

Wyoming
(1/27/2016)

Exams

State Security Law Exam

Series 63

Date: 10/18/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 11/16/2004

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 39

Date: 7/12/2012

Direct Participation Programs Principal Examination

SRO Registrations

FINRA

Current Firm

TEXAKOMA FINANCIAL, INC.

CRD#: 16910 / SEC#: , 8-34706

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

5601 Granite Parkway Suite 800, Plano, TX 75024

Mailing Address

5601 Granite Parkway Suite 800, Plano, TX 75024

Phone number

(972) 701-9106

Established

Texas since 03/06/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (20 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KENNEDY, DEAN RICHARD	OWNER/PRINCIPAL	1268230
BOYD, ROBYN LAUREL	PRINCIPAL FINANCIAL OFFICER	7570200
KEAVENY, JAMIE MICHAEL	EXECUTIVE VICE PRESIDENT/DIRECTOR/TREASURER	7137725
LATORRE, STEPHEN JOHN	PRESIDENT/DIRECTOR/SECRETARY	3009003
MOORE, ASHLEE ELIZABETH	PRINCIPAL OPERATIONS OFFICER	7907461
MOORE, ASHLEE ELIZABETH	CCO	7907461

Disclosures

Regulatory Event	3
Arbitration	2

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James R. Peper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Richard Peper's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMEREST SECURITIES, INC.

TEXAS E&P PARTNERS, INC.

REEF SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/2004

SIE

Date: 10/1/2018

Series 22

Date: 11/16/2004

Series 39

Date: 7/12/2012

FINRA

Current Firm

TEXAKOMA FINANCIAL, INC.

Contact information

FINRA licenses (20 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TEXAKOMA FINANCIAL, INC.

TRUST BUT VERIFY

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