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MP

Matthew R. Petricone

YHB INVESTMENT ADVISORS
West Hartford, CT 06107-2417
Some features on this profile are disabled
CRD#: 4863630
MP

Professional summary

Matthew Robert Petricone is a registered financial advisor currently at YHB INVESTMENT ADVISORS INC located in West Hartford, Connecticut.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Robert Petricone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2026 - Present

YHB INVESTMENT ADVISORS INC

Office #1: 29 South Main Street Suite 306, West Hartford, CT 06107-2417
RIA
CRD#: 105434
West Hartford, CT
Past

June 17, 2015 - May 7, 2019

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

March 8, 2010 - June 5, 2015

COWEN AND COMPANY

BD
CRD#: 7616
BOSTON, MA
Past

August 6, 2007 - June 30, 2008

KEEFE, BRUYETTE & WOODS, INC.

BD
CRD#: 481
NEW YORK, NY
Past

February 21, 2007 - August 9, 2007

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

March 16, 2005 - February 23, 2007

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
BROOKLYN, NY
Past

January 1, 2005 - March 11, 2005

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

BD
CRD#: 10485
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
YI
YHB INVESTMENT ADVISORS INC
YHB INVESTMENT ADVISORS INC

CRD#: 105434 / SEC#: 801-35916

RIA
Registered Investment Advisory firm - (1/26/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(1/22/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/22/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/7/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 6/29/2005
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 2/7/2005
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 12/22/2004
General Securities Representative Examination

Current Firm

YI
YHB INVESTMENT ADVISORS INC
YHB INVESTMENT ADVISORS INC

CRD#: 105434 / SEC#: 801-35916

RIA
Registered Investment Advisory firm - (1/26/1990 Approved)
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Contact information

Main Address
29 South Main Street Suite 306, West Hartford, CT 06107-2417
Mailing Address
Phone number
(860) 561-7050
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts2,864
AUM (Assets Under Management)$ 1,989,951,000

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2025
Cover Page
Report
02/29/2024
Cover Page
Report
03/29/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

YHB INVESTMENT ADVISORS INC

CRD#: 105434West Hartford, CT 06107-2417

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