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AR

Antonius J. Runneboom

LIONTREE ADVISORS LLC
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 4863364
AR

Professional summary


Antonius J Runneboom, who also goes by Antal Runneboom, Antonius Johannes Cornelis Ma Runneboom, is a registered financial professional currently at LIONTREE ADVISORS LLC located in San Francisco, California.

Antonius is registered as a RR (Registered Representative) and started their career in finance in 2005. Antonius has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 17 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Antal Runneboom | Antonius Johannes Cornelis Ma Runneboom

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Antonius J Runneboom's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 16, 2013 - Present

LIONTREE ADVISORS LLC

Office #1: 535 Mission Street Suite 1150, San Francisco, CA 94105
BD
CRD#: 164399
San Francisco, CA
Past

January 1, 2005 - March 8, 2013

UBS SECURITIES LLC

BD
CRD#: 7654
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/16/2013)
RR
New York
(5/16/2013)

Exams


State Security Law Exam
RR
Series 63
Date: 10/19/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 17
Date: 12/23/2004
Limited Registered Representative Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


LA
LIONTREE ADVISORS LLC
AB ADVISORS GROUP LLC | LIONTREE ADVISORS LLC

CRD#: 164399 / SEC#: , 8-69097

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
745 Fifth Avenue 15th Floor, New York, NY 10151
Mailing Address
745 Fifth Avenue 15th Floor, New York, NY 10151
Phone number
(212) 644-4200
Established
Delaware since 05/11/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LIONTREE ADVISORY HOLDINGS LLCMEMBER
BOURKOFF, ARYEH BENJAMINCHIEF EXECUTIVE OFFICER2684739
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
JOHNSON, KRISTIN HAZEN MS.CHIEF COMPLIANCE OFFICER5625115
PARISE, JANICE DRUCFO/FINOP2338583
STENZLER, EHREN BRYANTMANAGING PARTNER2939347

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIONTREE ADVISORS LLC

CRD#: 164399San Francisco, CA 94105

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