Jeri A. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeri Ann Smith, who also goes by Jeri Ann Kelly, Jeri Ann Smith Ms., was a registered financial professional .
Jeri is a previously registered financial professional and started their career in finance in 2004. Jeri had worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2006 - July 18, 2017
BENJAMIN SECURITIES INVESTMENT COMPANY, INC.
November 12, 2004 - June 20, 2017
BENJAMIN SECURITIES INVESTMENT COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
BENJAMIN SECURITIES INVESTMENT COMPANY, INC.
CRD#: 26294 / SEC#: , 8-42477
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
