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KL

Kristin E. Lepri

FIRST CITIZENS INVESTOR SERVICES
Boston, MA 02109
Some features on this profile are disabled
CRD#: 4862642
KL
Kristin E LepriFIRST CITIZENS INVESTOR SERVICES

Professional summary

Kristin E Lepri is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Boston, Massachusetts and SVB WEALTH located in Boston, Massachusetts.

Kristin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kristin has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SVB WEALTH POSITION: Employee NATURE: SVB Wealth is an affiliated IA Firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/11/2026 ADDRESS: 53 State Street, Boston MA 02109, United States DESCRIPTION: SVB Wealth is an affiliated IA Firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin E Lepri's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 22, 2025 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 53 State St 28th Floor, Boston, MA 02109
RIA
BD
CRD#: 44430
Boston, MA
Current

August 17, 2026 - Present

SVB WEALTH

Office #1: 53 State St, Boston, MA 02109
RIA
CRD#: 172832
Boston, MA
Current

December 22, 2025 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 53 State St 28th Floor, Boston, MA 02109
RIA
BD
CRD#: 44430
Boston, MA
Past

April 23, 2014 - May 21, 2015

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

February 19, 2013 - June 25, 2013

FOREFRONT CAPITAL MARKETS LLC

BD
CRD#: 151812
NEW YORK, NY
Past

January 30, 2012 - February 1, 2013

NEWOAK CAPITAL MARKETS LLC

BD
CRD#: 104063
NEW YORK, NY
Past

November 1, 2010 - June 16, 2011

BBVA SECURITIES INC.

BD
CRD#: 27060
NEW YORK, NY
Past

January 13, 2010 - August 4, 2010

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 104002
NEW YORK, NY
Past

October 28, 2004 - March 31, 2008

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE

CRD#: 172832 / SEC#: 801-80480

RIA
Registered Investment Advisory firm - (10/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/17/2026)
IAR
Connecticut
(8/17/2026)
RR
Florida
(8/20/2026)
RR
Georgia
(8/20/2026)
IAR
Georgia
(8/21/2026)
RR
Maine
(8/17/2026)
IAR
Maine
(8/25/2026)
IAR
Massachusetts
(10/22/2025)
RR
Massachusetts
(12/22/2025)
RR
New Hampshire
(8/17/2026)
IAR
New Hampshire
(8/17/2026)
RR
Rhode Island
(8/17/2026)
RR
Vermont
(8/17/2026)
IAR
Vermont
(8/21/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/14/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/12/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/11/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE

CRD#: 172832 / SEC#: 801-80480

RIA
Registered Investment Advisory firm - (10/2/2014 Approved)
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Contact information

Main Address
53 State Street 28th Floor, Boston, MA 02109
Mailing Address
Po Box 27131, Raleigh, NC 27611
Phone number
(617) 223-0200
Established
Firm type
Fiscal year end
# of Employees
85

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SVB WEALTH LLC (3/30/2025)
SVB WEALTH LLC APPENDIX 1/ WRAP BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts3,739
AUM (Assets Under Management)$ 4,983,411,995

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/21/2025
Cover Page
Report
09/20/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SVB WEALTH

CRD#: 172832Boston, MA 02109

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