RB
Ryan J. Bubela
STRATEGIC FINANCIAL CONCEPTS
Austin, TX 78758
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CRD#: 4862533
RB
Professional summary
Ryan James Bubela, CFP® is a registered financial advisor currently at STRATEGIC FINANCIAL CONCEPTS, LLC located in Austin, Texas and LPL FINANCIAL LLC located in Austin, Texas.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Ryan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 10/01/2009: Ryan J. Bubela - Non-Variable Insurance DBA - DBA: Ryan J. Bubela - Investment Related - At Reported Business Location(s) - 50% Time Spent - Insurance Sales
(2) 11/16/2009: Strategic Financial Concepts, LLC - Registered Investment Advisor - DBA: Strategic Financial Concepts, LLC - Investment Related - At Reported Business Location(s) - 50% Time Spent
(3) 08/09/2011: National Financial Alliance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 25% Time Spent - agent offering fixed insurance products
(4) 07/23/2013: NFA Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)
(5) 04/07/2014: Bubela Financial, LLC - For Accounting Purposes Only - Investment Related - At Reported Business Location(s)
(6) 09/17/2014: Strategic Financial Concepts - Registered Investment Advisor DBA - DBA: (HYBRID) Bubela Wealth Management - Investment Related - 12012 Technology Blvd, Ste 101 Austin, TX 78727 - Started 09/15/2014 - 20 Hr/Mo; 1 Hour During Securities Trading - Providing fee-based advice to clients.
(7) 10/16/2015: Wealth Management division of Capitol Credit Union - DBA for LPL Business (entity for LPL business) - Investment Related - 11902 Burnet Rd., Ste. A, Austin, TX 78759 - Started 10/13/2015 - 10 Hr/Mo; 2 Hours During Securities Trading
(8) 08/15/2016: Strategic Financial Concepts - Registered Investment Advisor DBA - DBA: (HYBRID) Bubela Wealth Management - Investment Related - 12012 Technology Blvd, Ste 101 Austin, TX 78727 - Started 09/15/2014 - 20 Hr/Mo; 1 Hour During Securities Trading
(9) 8/5/2019 - PrimeWay Investment Resources - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/15/2019 - 25 Hours Per Month/1 Hour During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan James Bubela's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
January 5, 2009 - Present
STRATEGIC FINANCIAL CONCEPTS, LLC
Office #1: 11920 Alterra Parkway Suite 136, Austin, TX 78758RIA
CRD#: 141849
Austin, TX
Current
September 8, 2009 - Present
LPL FINANCIAL LLC
Office #1: 11920 Alterra Parkway Ste 136, Austin, TX 78758RIA
BD
CRD#: 6413
Austin, TX
Past
January 7, 2009 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
AUSTIN, TX
Past
January 4, 2005 - December 15, 2008
LPL FINANCIAL LLC
RIA
CRD#: 6413
AUSTIN, TX
Past
November 24, 2004 - December 15, 2008
LPL FINANCIAL LLC
BD
CRD#: 6413
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STRATEGIC FINANCIAL CONCEPTS, LLC
AGILE RETIREMENT MANAGEMENT | WWK WEALTH ADVISORS | WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION | TRILOGY FINANCIAL PLANNING | THE RETIREMENT ANSWER MAN | TEXAS PRIVATE ASSET MANAGEMENT LLC | STRATEGIC FINANCIAL CONCEPTS, LLC | STEVENS WEALTH MANAGEMENT | SEIDENBERGER & COMPANY | ROUND ROCK ASSET MANAGEMENT LLC | ROMANO WEALTH MANAGEMENT | RETIREVEST FINANCIAL SOLUTIONS, LLC. | RED OAK FINANCIAL ASSET MANAGEMENT | ONE XVI WEALTH, LLC | OAKS WEALTH MANAGEMENT | NFA WEALTH MANAGEMENT | NFA INSTITUTIONAL SERVICES | NFA EMPOWERS | NATIONAL FINANCIAL ALLIANCE, LLC | MOFFATT FINANCIAL STRATEGIES | MEIGS FINANCIAL ADVISORS, LLC | MAYFIELD STEVENS FINANCIAL ADVISORS | JEFFREY SOLINSKY WEALTH MANAGEMENT | JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP | G2 WEALTH MANAGEMENT PARTNERS, LLC | CORPORATE FINANCIAL STRATEGIES, LLC | CONCHO INVESTMENT ADVISORS | CHRISTENSEN FINANCIAL SERVICES, INC. | CARROLL ADVISORY GROUP | CAPITAL RETIREMENT PLANNING GROUP | BURNET WEALTH MANAGEMENT, PLLC | BURNET ASSET MANAGEMENT | BUBELA WEALTH MANAGEMENT | BENEFIT PLANNING GROUP INSURANCE & WEALTH MANAGEMENT | BENEFIT PLANNING GROUP | BB&A FINANCIAL GROUP | ASSET PLANNING & CONSULTING LLC
CRD#: 141849 / SEC#: 801-67243
RIA
Registered Investment Advisory firm - (10/24/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/2/2018)
RR
Mississippi(5/26/2015)
RR
Oklahoma(6/21/2019)
IAR
Texas(1/5/2009)
RR
Texas(9/8/2009)
RR
Virginia(6/1/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STRATEGIC FINANCIAL CONCEPTS, LLC
AGILE RETIREMENT MANAGEMENT | WWK WEALTH ADVISORS | WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION | TRILOGY FINANCIAL PLANNING | THE RETIREMENT ANSWER MAN | TEXAS PRIVATE ASSET MANAGEMENT LLC | STRATEGIC FINANCIAL CONCEPTS, LLC | STEVENS WEALTH MANAGEMENT | SEIDENBERGER & COMPANY | ROUND ROCK ASSET MANAGEMENT LLC | ROMANO WEALTH MANAGEMENT | RETIREVEST FINANCIAL SOLUTIONS, LLC. | RED OAK FINANCIAL ASSET MANAGEMENT | ONE XVI WEALTH, LLC | OAKS WEALTH MANAGEMENT | NFA WEALTH MANAGEMENT | NFA INSTITUTIONAL SERVICES | NFA EMPOWERS | NATIONAL FINANCIAL ALLIANCE, LLC | MOFFATT FINANCIAL STRATEGIES | MEIGS FINANCIAL ADVISORS, LLC | MAYFIELD STEVENS FINANCIAL ADVISORS | JEFFREY SOLINSKY WEALTH MANAGEMENT | JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP | G2 WEALTH MANAGEMENT PARTNERS, LLC | CORPORATE FINANCIAL STRATEGIES, LLC | CONCHO INVESTMENT ADVISORS | CHRISTENSEN FINANCIAL SERVICES, INC. | CARROLL ADVISORY GROUP | CAPITAL RETIREMENT PLANNING GROUP | BURNET WEALTH MANAGEMENT, PLLC | BURNET ASSET MANAGEMENT | BUBELA WEALTH MANAGEMENT | BENEFIT PLANNING GROUP INSURANCE & WEALTH MANAGEMENT | BENEFIT PLANNING GROUP | BB&A FINANCIAL GROUP | ASSET PLANNING & CONSULTING LLC
CRD#: 141849 / SEC#: 801-67243
RIA
Registered Investment Advisory firm - (10/24/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 Ne Loop 410 Suite 100, San Antonio, TX 78209
Mailing Address
Phone number
(210) 737-7800
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,290 |
| AUM (Assets Under Management) | $ 1,006,017,397 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
