Kyrle L. Turton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyrle Llewellyn Turton, who also goes by Kyrle Llewllyn Turton, was a registered financial professional .
Kyrle is a previously registered financial professional and started their career in finance in 2004. Kyrle had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2016 - March 6, 2017
HERBERT J. SIMS & CO, INC.
August 30, 2012 - January 16, 2013
WTS PROPRIETARY TRADING GROUP LLC
October 1, 2008 - February 1, 2012
J.P. MORGAN SECURITIES LLC
October 22, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
August 16, 2006 - August 10, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 21, 2005 - March 21, 2006
MORGAN STANLEY & CO. LLC
October 28, 2004 - June 24, 2005
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HERBERT J. SIMS & CO, INC.
CRD#: 3420 / SEC#: , 8-3315
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEKSYS CORPORATION | OWNER | |
| DIAMOND, JASON HOWARD | CHIEF FINANCIAL OFFICER/MANAGING PRINCIPAL | 2320884 |
| RULNICK, AARON M | DIRECTOR | 3149315 |
| HEBERT, VALERIE | CHIEF COMPLIANCE OFFICER | 4007252 |
| MULLANE, DANIEL JOSEPH | MANAGING PRINCIPAL | 1246435 |
| SANDS, R JEFFREY | DIRECTOR | 4285040 |
| SIMS, WILLIAM BARNETT | PRESIDENT/CEO | 425019 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
