Brent M. Lemoine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Michael Lemoine was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 2006. Brent had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2012 - May 3, 2017
ICOM ADVISORS, LLC
September 8, 2010 - July 3, 2012
INTL ADVISORY CONSULTANTS INC.
July 28, 2010 - July 3, 2012
STERNE, AGEE & LEACH, INC.
October 1, 2008 - July 27, 2009
J.P. MORGAN SECURITIES LLC
October 1, 2008 - July 27, 2009
J.P. MORGAN SECURITIES LLC
December 11, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
September 12, 2006 - September 18, 2006
HARGER AND COMPANY, INC.
September 12, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
ICOM ADVISORS, LLC
CRD#: 156386 / SEC#: 801-134007
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ICOM ADVISORS, LLC
CRD#: 156386 / SEC#: 801-134007
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 390 |
| AUM (Assets Under Management) | $ 123,400,000 |
Red Flags
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