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JG

Jeremy J. Gates

WESTFIELD, IN
Some features on this profile are disabled
CRD#: 4862229
JG
Jeremy Justin Gates

Professional summary

Jeremy Justin Gates, who also goes by Jj Gates, Jeremy J Gates, Jeremy Gates, was a registered financial advisor .

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jeremy had worked at 10 firms and has passed the Series 66, Series 65, Series 7TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Jj Gates | Jeremy J Gates | Jeremy Gates

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PETRY WEALTH MANAGEMENT POSITION: CPA NATURE: Tax Services (preparation and filing of tax returns)Tax PlanningBookkeepingFinancial planning and investment servicesInvestment PlanningRetirement PlanningInsurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/05/2023 ADDRESS: 408 S 9TH STREET, Ste 100, NOBLESVILLE IN 46060, United States DESCRIPTION: Prepare, review and file tax returns for clients- both individuals and businesses, Provide tax planning for clients, and once licensed Provide financial and investment planning services for clients 2) DARYL J. PETRY INC. POSITION: CPA NATURE: CPA practice doing tax planning & returns for businesses & individuals. Assist internal and external clients with accounting/bookkeeping when appropriate. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 09/05/2023 ADDRESS: 408 S 9TH STREET, Ste 100, NOBLESVILLE IN 46060, United States DESCRIPTION: Top job responsibilities: Tax return preparation Tax projections Practice management Accounting Client service (respond to notices, client meetings, etc.) 3) "Referral Center; Referral Agent (Real Estate); I have a real estate license that I maintain in referral status so it doesn't expire so I don't have to do any CE requirements or wouldn't have to retake tests if I were to ever want to use it. Referral Agents do not list or sell, nor do they portray themselves to the general public as being actively involved in the real estate industry.; NIR; 0; 10/25/2019; 270 E Carmel Dr Carmel IN 46032; No duties or responsibilities. If I wanted to, I could refer real estate leads to the Referral Center and be compensated for them. I have not and do not plan to have activity, but wanted to disclose as an OBA to be safe based on the Avantax office auditor's suggestion."

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2026 - Present

WESTFIELD, IN
Past

September 5, 2025 - June 4, 2026

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
NOBLESVILLE, IN
Past

September 5, 2025 - June 4, 2026

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
NOBLESVILLE, IN
Past

December 13, 2023 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Noblesville, IN
Past

November 6, 2023 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
NOBLESVILLE, IN
Past

August 30, 2007 - September 25, 2009

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
FISHERS (INDIANAPOLIS), IN
Past

August 29, 2007 - September 25, 2009

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
FISHERS (INDIANAPOLIS), IN
Past

April 13, 2007 - May 22, 2007

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
MESA, AZ
Past

April 12, 2007 - June 26, 2007

CLARITY FINANCIAL PLANNING, P.C.

RIA
CRD#: 143305
MESA, AZ
Past

July 12, 2006 - May 22, 2007

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
MESA, AZ
Past

November 24, 2004 - September 15, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 24, 2004 - September 15, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(8/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/12/2023
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/11/2007
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/4/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/3/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/23/2004
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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