TM
Todd B. Matlack
INVESCO ADVISERS
Doylestown, PA
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CRD#: 4862024
TM
Professional summary
Todd Broward Matlack, CIMA®, who also goes by Todd B Matlack, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Doylestown, Pennsylvania and INVESCO DISTRIBUTORS, INC. located in Holmdel, New Jersey.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Todd has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd B Matlack
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Broward Matlack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 30, 2011 - Present
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
Doylestown, PA
Current
November 29, 2011 - Present
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOLMDEL, NJ
Past
September 25, 2008 - November 14, 2011
VICTORY CAPITAL MANAGEMENT INC.
RIA
CRD#: 106189
SAN ANTONIO, TX
Past
April 5, 2007 - November 14, 2011
VICTORY CAPITAL SERVICES, INC.
BD
CRD#: 37059
CLEVELAND, OH
Past
March 14, 2005 - February 20, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
January 12, 2005 - February 20, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/15/2016)
RR
Alaska(12/15/2016)
RR
Arizona(12/15/2016)
RR
Arkansas(12/15/2016)
RR
California(12/15/2016)
RR
Colorado(12/15/2016)
RR
Connecticut(12/15/2016)
RR
Delaware(1/21/2016)
RR
District of Columbia(11/8/2016)
RR
Florida(12/15/2016)
RR
Georgia(12/15/2016)
RR
Hawaii(12/15/2016)
RR
Idaho(12/15/2016)
RR
Illinois(12/15/2016)
RR
Indiana(12/15/2016)
RR
Iowa(12/15/2016)
RR
Kansas(12/15/2016)
RR
Kentucky(11/29/2011)
RR
Louisiana(12/15/2016)
RR
Maine(12/15/2016)
RR
Maryland(11/8/2016)
RR
Massachusetts(12/15/2016)
RR
Michigan(12/15/2016)
RR
Minnesota(12/15/2016)
RR
Mississippi(12/15/2016)
RR
Missouri(12/15/2016)
RR
Montana(12/15/2016)
RR
Nebraska(12/15/2016)
RR
Nevada(12/15/2016)
RR
New Hampshire(12/15/2016)
RR
New Jersey(12/15/2016)
RR
New Mexico(12/15/2016)
RR
New York(11/11/2013)
RR
North Carolina(12/16/2016)
RR
North Dakota(12/15/2016)
RR
Ohio(11/29/2011)
RR
Oklahoma(12/15/2016)
RR
Oregon(12/15/2016)
RR
Pennsylvania(11/29/2011)
IAR
Pennsylvania(11/30/2011)
RR
Puerto Rico(12/15/2016)
RR
Rhode Island(12/15/2016)
RR
South Carolina(12/15/2016)
RR
South Dakota(12/15/2016)
RR
Tennessee(12/15/2016)
RR
Texas(12/15/2016)
RR
Utah(12/15/2016)
RR
Vermont(12/15/2016)
RR
Virgin Islands(12/15/2016)
RR
Virginia(11/8/2016)
RR
Washington(12/15/2016)
RR
West Virginia(11/29/2011)
RR
Wisconsin(12/15/2016)
RR
Wyoming(12/15/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
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Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
