Jonathan S. Warner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Scott Warner S, who also goes by Jonathan Scott Warner, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2004. Jonathan had worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2012 - December 31, 2014
J.S. WARNER TAX AND FINANCIAL SERVICES
May 9, 2006 - January 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 9, 2006 - January 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 4, 2005 - May 4, 2006
RBC CAPITAL MARKETS, LLC
December 3, 2004 - May 4, 2006
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J.S. WARNER TAX AND FINANCIAL SERVICES
CRD#: 164935 / SEC#:
Contact information
Red Flags
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