Danielle M. Green

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CRD#: 4861832

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Danielle Michaelle Green, CFP®, who also goes by Danielle Michaelle Daley, was a registered financial professional .

Danielle is a previously registered financial professional and started their career in finance in 2006. Danielle had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Danielle Michaelle Daley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 1/6/2022 - The Willow Glen Tax Lady - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - 01/01/2011 - 25 Hours Per Month/5 Hours During Securities Trading; Duties are tax preparation - monthly. 2. LPL Financial, LLC; Investment-Related; San Jose, CA; Broker Dealer; Registered Representative; 7/2004; 160 hrs/mo; 160 hrs/mo during securities trading hours; Duties are provide securities products and engage in selling securities products. 3. Successor Trustee Yarbough; Non Investment-Related; Trustee; Trustee; 5 hrs/mo; 5 hrs/mo during securities trading hours; Duties are trustee related activities. 4. Successor Trustee Daley; Non Investment-Related; Trustee; Trustee; 2 hrs/mo; 2 hrs/mo during securities trading hours; Duties are trustee related activities.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Past

June 21, 2024 - December 6, 2024

POTENTIA WEALTH

RIA

CRD#: 329135

SAN JOSE, CA

Past

July 3, 2006 - September 3, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN JOSE, CA

Past

June 12, 2006 - November 15, 2024

LPL FINANCIAL LLC

CRD#: 6413

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POTENTIA WEALTH

POTENTIA RIA, LLC | POTENTIA WEALTH

CRD#: 329135 / SEC#: 801-129366

RIA

Registered Investment Advisory firm - (1/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/30/2011

General Securities Principal Examination

Current Firm

POTENTIA WEALTH

POTENTIA RIA, LLC | POTENTIA WEALTH

CRD#: 329135 / SEC#: 801-129366

RIA

Registered Investment Advisory firm - (1/12/2024 Approved)

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Contact information

Main Address

1226 Lincoln Ave Suite 200, San Jose, CA 95125

Mailing Address

Phone number

(408) 288-7886

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POTENTIA 2025 ANNUAL ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,162
AUM (Assets Under Management)	$ 485,539,198

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Danielle M. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

POTENTIA WEALTH

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

POTENTIA WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/2006

SIE

Date: 10/1/2018

Series 7

Date: 6/9/2006

Series 24

Date: 11/30/2011

Current Firm

POTENTIA WEALTH

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POTENTIA WEALTH

TRUST BUT VERIFY

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