Sarah E. Wexler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah Elizabeth Wexler, who also goes by Sarah Christopoulos, Sarah Wexler, was a registered financial professional .
Sarah is a previously registered financial professional and started their career in finance in 2005. Sarah had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2009 - April 17, 2019
TELSEY ADVISORY GROUP LLC
May 8, 2008 - April 19, 2011
TELSEY HOLDINGS LLC
April 23, 2008 - December 5, 2008
PULSE TRADING, INC.
September 27, 2006 - November 16, 2007
J.P. MORGAN SECURITIES INC.
April 20, 2005 - July 21, 2006
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
