Christopher D. Gauthier

PROACTIVE FINANCIAL SOLUTIONS 360

North Attleboro, MA 02760

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CRD#: 4861803

Professional summary

Christopher David Gauthier, CFP®, CIMA® is a registered financial advisor currently at PROACTIVE FINANCIAL SOLUTIONS 360, LLC located in North Attleboro, Massachusetts.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Christopher has worked at 2 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) PFS TAX. INC.; NOT INV REL; N. ATTLEBORO, MA; OWNER/DIRECTOR OF TAX; START 08/2025; TAX AND ACCOUNTING SERVICES; 80 HRS/MO; 4 HRS DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher David Gauthier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 12, 2019 - Present

PROACTIVE FINANCIAL SOLUTIONS 360, LLC

Office #1: 500 E. Washington St, #23, North Attleboro, MA 02760

RIA

CRD#: 304440

North Attleboro, MA

Past

April 13, 2006 - December 21, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

LINCOLN, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/22/2020)

IAR

Rhode Island
(7/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/8/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/23/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/2/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/8/2006

General Securities Principal Examination

Current Firm

PROACTIVE FINANCIAL SOLUTIONS 360, LLC

PFS360 | PROACTIVE FINANCIAL SOLUTIONS 360, LLC

CRD#: 304440 / SEC#:

Massachusetts

Registered Investment Advisory firm - (7/22/2020 Approved)

Rhode Island

Registered Investment Advisory firm - (6/24/2019 Approved)

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Contact information

Main Address

500 E. Washington St, #23, North Attleboro, MA 02760

Mailing Address

Phone number

(508) 316-9360

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 16,990,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher D. Gauthier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher David Gauthier's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROACTIVE FINANCIAL SOLUTIONS 360, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/8/2005

Series 7

Date: 6/23/2006

Series 6

Date: 5/2/2005

Series 24

Date: 9/8/2006

Current Firm

PROACTIVE FINANCIAL SOLUTIONS 360, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROACTIVE FINANCIAL SOLUTIONS 360, LLC

TRUST BUT VERIFY

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